Top RIA Firms in Rhode Island (2026)
40 SEC-registered investment advisory firms headquartered in Rhode Island — a combined $425.1B in assets under management, led by Fiam LLC in Smithfield. Ranked by regulatory AUM from SEC Form ADV filings, as of 2026-07-06.
Fiam LLC
Smithfield
AUM $347.7B · 647 accounts
Providence Equity Partners L.L.C.
Providence
AUM $24.1B · 41 accounts
Nautic Partners, LLC
Providence
AUM $14.3B · 18 accounts
Citizens Securities, Inc.
Johnston
AUM $12.9B · 60,545 accounts
Global Strategic Risk Management, LLC
Providence
AUM $2.9B · 4 accounts
Parsons Capital Management Inc
Providence
AUM $2.4B · 1,942 accounts
Unison
Providence
AUM $2B · 305 accounts
Young Richard C & Co Ltd
Newport
AUM $1.8B · 2,042 accounts
Professional Planning Group
Westerly
AUM $1.3B · 2,395 accounts
Capital Wealth Management, LLC
West Warwick
AUM $1.1B · 660 accounts
Upper90
Providence
AUM $1.1B · 31 accounts
McGuire Wealth Management
Wakefield
AUM $1.1B · 839 accounts
Strategicpoint Investment Advisors LLC
Providence
AUM $915M · 1,934 accounts
Canton Hathaway LLC
Providence
AUM $866M · 281 accounts
Wealthcare Investment Partners LLC
Portsmouth
AUM $860M · 3,208 accounts
Blue Fin Capital, Inc.
Warren
AUM $756M · 689 accounts
Newman Dignan & Sheerar, Inc
Providence
AUM $731M · 1,182 accounts
Sk Wealth Management, LLC
Providence
AUM $639M · 1,206 accounts
Mystic Asset Management
Warwick
AUM $615M · 371 accounts
Barrett & Company
Providence
AUM $530M · 1,091 accounts
Sowa Financial Group
Lincoln
AUM $517M · 1,400 accounts
Brown, Lisle/Cummings, Inc
Providence
AUM $487M · 490 accounts
Lincoln Capital Corporation
East Greenwich
AUM $418M · 906 accounts
Hall Capital Management Company, Inc.
Barrington
AUM $412M · 1,120 accounts
The Retirement Planning Company of New England, Inc.
Warwick
AUM $394M · 1,312 accounts
Signet Investment Advisory Group, Inc.
Providence
AUM $394M · 746 accounts
Wealth Management Resources, Inc.
Smithfield
AUM $385M · 1,508 accounts
Axis Wealth Partners, LLC
East Providence
AUM $377M · 1,686 accounts
Arlen Capital, LLC
Warwick
AUM $349M · 690 accounts
Weybosset Research & Management, LLC
Providence
AUM $341M · 225 accounts
Fenway Partners, LLC
Westerly
AUM $307M · 3 accounts
Financial Independence, LLC
Warwick
AUM $288M · 895 accounts
First Financial Advisory Services Inc
Westerly
AUM $278M · 1,071 accounts
Diversified Resources, LLC
Warwick
AUM $269M · 1,240 accounts
Napatree Capital LLC
Westerly
AUM $260M · 454 accounts
Forbes Financial Planning, Inc.
East Greenwich
AUM $241M · 887 accounts
Slocum, Gordon & Co. LLP
Newport
AUM $219M · 253 accounts
D & P Investment Advisors, Ltd.
Wakefield
AUM $198M · 647 accounts
Eliot Rose Wealth Management, LLC
Providence
AUM $186M · 400 accounts
Have RIA, Inc.
Providence
AUM $161M · 1 accounts
How many RIA firms are in this Rhode Island directory?
This directory covers the 40 largest SEC-registered investment advisory firms headquartered in Rhode Island, ranked by regulatory assets under management from SEC Form ADV filings.
What is the largest RIA firm in Rhode Island?
By regulatory assets under management, the largest firm in this Rhode Island directory is Fiam LLC, headquartered in Smithfield, with approximately $347.7B in AUM.
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