Top RIA Firms in Vermont (2026)

    40 SEC-registered investment advisory firms headquartered in Vermont — a combined $77.1B in assets under management, led by Nlg Capital LLC in Montpelier. Ranked by regulatory AUM from SEC Form ADV filings, as of 2026-07-06.

    Nlg Capital LLC
    Montpelier
    AUM $46.5B · 10 accounts
    Champlain Investment Partners, LLC
    Burlington
    AUM $10.2B · 88 accounts
    Manchester Capital Management LLC
    Manchester
    AUM $2.8B · 1,457 accounts
    Esi Financial Advisors
    Montpelier
    AUM $2.8B · 12,379 accounts
    Maple Capital Management, Inc.
    Montpelier
    AUM $2.6B · 3,579 accounts
    Pathway Financial Advisors, LLC
    South Burlington
    AUM $1.6B · 1,147 accounts
    One Day in July LLC
    Burlington
    AUM $1.4B · 4,011 accounts
    Hanson & Doremus Investment Management
    Burlington
    AUM $1.1B · 1,557 accounts
    Silverlake Wealth Management LLC
    Williston
    AUM $849M · 2,641 accounts
    Rock Point Advisors, LLC
    Burlington
    AUM $656M · 493 accounts
    Marble Trail Advisors
    Middlebury
    AUM $583M · 1,446 accounts
    Clean Yield Asset Management
    Norwich
    AUM $571M · 667 accounts
    M. Kraus & Company
    Shelburne
    AUM $559M · 483 accounts
    Prentiss Smith & Company, Inc.
    Brattleboro
    AUM $453M · 622 accounts
    Broadlake Financial Management
    South Burlington
    AUM $410M · 1,166 accounts
    Antoine Williams & Associates Wealth Management, LLC
    Shelburne
    AUM $295M · 970 accounts
    Otto & Associates, Inc.
    Norwich
    AUM $287M · 629 accounts
    Bennington Financial Planning Group
    Bennington
    AUM $281M · 758 accounts
    Farrow Financial Inc
    South Burlington
    AUM $280M · 573 accounts
    Teucrium Investment Advisors, LLC
    Burlington
    AUM $277M · 13 accounts
    Intrack Investment Management, Inc.
    South Burlington
    AUM $276M · 590 accounts
    Hutner Capital Management Inc.
    Manchester
    AUM $271M · 122 accounts
    Birchview Capital, LP
    Burlington
    AUM $239M · 16 accounts
    Westview Investment Advisors
    Burlington
    AUM $229M · 476 accounts
    Copper Leaf Financial, LLC
    Williston
    AUM $220M · 552 accounts
    Williams Financial, LLC
    North Bennington
    AUM $210M · 837 accounts
    Dwv Advisors, LLC
    Essex Junction
    AUM $157M · 55 accounts
    Poulos Advisors, Inc.
    South Burlington
    AUM $150M · 319 accounts
    44 North Capital, LLC
    Burlington
    AUM $125M · 438 accounts
    Quantum Leap Capital, LLC
    South Burlington
    AUM $114M · 609 accounts
    Milne Financial Planning, Inc.
    Saint Johnsbury
    AUM $111M · 376 accounts
    Stage 2 Planning Partners LLC
    S Burlington
    AUM $106M · 573 accounts
    Equinox Financial Advisors, Inc.
    Manchester Center
    AUM $105M · 581 accounts
    Oak Maple Finance, LLC
    Burlington
    AUM $93M · 186 accounts
    Hwc Financial
    Manchester Center
    AUM $60M · 310 accounts
    Emg
    South Burlington
    AUM $57M · 236 accounts
    Afs Wealth Management LLC
    Chester
    AUM $40M · 185 accounts
    Pochop Financial Management, Inc.
    South Burlington
    AUM $37M · 170 accounts
    Greenhill Financial Partners
    Rutland
    AUM $26M · 230 accounts
    Fenwick Investments, LLC
    White River Junction
    AUM $15M · 39 accounts

    How many RIA firms are in this Vermont directory?

    This directory covers the 40 largest SEC-registered investment advisory firms headquartered in Vermont, ranked by regulatory assets under management from SEC Form ADV filings.

    What is the largest RIA firm in Vermont?

    By regulatory assets under management, the largest firm in this Vermont directory is Nlg Capital LLC, headquartered in Montpelier, with approximately $46.5B in AUM.

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