Top RIA Firms in New York (2026)

    39 SEC-registered investment advisory firms headquartered in New York — a combined $21.5T in assets under management, led by J.P. Morgan Investment Management Inc. in New York. Ranked by regulatory AUM from SEC Form ADV filings, as of 2026-07-06.

    J.P. Morgan Investment Management Inc.
    New York
    AUM $3.5T · 132,150 accounts
    Goldman Sachs Asset Management, L.P.
    New York
    AUM $2.6T · 249,499 accounts
    Morgan Stanley
    Purchase
    AUM $2T · 2,703,720 accounts
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York
    AUM $1.8T · 3,253,265 accounts
    Blackrock Financial Management, Inc
    New York
    AUM $1.6T · 2,283 accounts
    Millennium Management LLC
    New York
    AUM $720.8B · 35 accounts
    Apollo Capital Management, L.P.
    New York
    AUM $718.5B · 803 accounts
    Morgan Stanley Investment Management Inc.
    New York
    AUM $702.2B · 22,803 accounts
    UBS Asset Management (americas) LLC
    New York
    AUM $588.2B · 433,784 accounts
    J.P. Morgan Private Investments Inc.
    New York
    AUM $470B · 1,278,255 accounts
    Teachers Advisors, LLC
    New York
    AUM $436.3B · 133 accounts
    J.P. Morgan Securities LLC
    New York
    AUM $429.7B · 1,246,646 accounts
    BNY Mellon Investment Adviser, Inc.
    New York
    AUM $419.5B · 91 accounts
    Neuberger Berman Investment Advisers LLC
    New York
    AUM $398.6B · 43,954 accounts
    Kohlberg Kravis Roberts & Co. L.P.
    New York
    AUM $381.6B · 163 accounts
    Nyl Investors LLC
    New York
    AUM $329.2B · 104 accounts
    Rbc Capital Markets, LLC
    New York
    AUM $310.4B · 511,871 accounts
    TIAA-Cref Investment Management LLC
    New York
    AUM $292.1B · 8 accounts
    Voya Investment Management Co. LLC
    New York
    AUM $274.9B · 519 accounts
    Guggenheim Partners Investment Management, LLC
    New York
    AUM $240.7B · 440 accounts
    Two Sigma Investments, LP
    New York
    AUM $232.8B · 42 accounts
    Squarepoint Ops LLC
    New York
    AUM $227B · 28 accounts
    Schonfeld Strategic Advisors LLC
    New York
    AUM $225.3B · 39 accounts
    D. E. Shaw & Co., L.P.
    New York
    AUM $213.4B · 23 accounts
    Dws Investment Management Americas, Inc.
    New York
    AUM $199.7B · 550 accounts
    Clearbridge Investments, LLC
    New York
    AUM $184.8B · 12,530 accounts
    Blackstone Isg-I Advisors L.L.C.
    New York
    AUM $183.5B · 44 accounts
    Hps Investment Partners, LLC
    New York
    AUM $175.7B · 293 accounts
    Insight Investment
    New York
    AUM $171.1B · 1,879 accounts
    Franklin Templeton Fund Adviser, LLC
    New York
    AUM $167.4B · 125 accounts
    Equitable Investment Management Group, LLC
    New York
    AUM $167.2B · 113 accounts
    Alphadyne Asset Management LP
    New York
    AUM $164.8B · 3 accounts
    Cerity Partners LLC
    New York
    AUM $161.7B · 26,230 accounts
    Mackay Shields LLC
    New York
    AUM $159.5B · 366 accounts
    Exoduspoint Capital Management, LP
    New York
    AUM $159.4B · 6 accounts
    Hsbc Global Asset Management (USA) Inc.
    New York
    AUM $156.6B · 95 accounts
    Schroder Investment Management North America Inc
    New York
    AUM $150.4B · 426 accounts
    Icapital Advisors, LLC
    New York
    AUM $149.9B · 1,314 accounts
    Finhabits Advisors, LLC
    New York
    AUM $116M · 33,945 accounts

    How many RIA firms are in this New York directory?

    This directory covers the 39 largest SEC-registered investment advisory firms headquartered in New York, ranked by regulatory assets under management from SEC Form ADV filings.

    What is the largest RIA firm in New York?

    By regulatory assets under management, the largest firm in this New York directory is J.P. Morgan Investment Management Inc., headquartered in New York, with approximately $3.5T in AUM.

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