Wealth Manager
    SEC Registered
    Manages Private Funds

    First Financial Advisory Services Inc

    Registered investment advisor · Westerly, Rhode Island · CRD #105031

    Assets Under Management
    $278M
    Client Accounts
    1,071
    Employees
    7
    CRD Number
    105031
    Registration
    SEC Registered
    Custodian
    Pershing Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About First Financial Advisory Services Inc

    First Financial Advisory Services Inc is a SEC-registered investment advisory firm headquartered in Westerly, Rhode Island, managing approximately $278M in regulatory assets across 1,071 client accounts. The firm's full regulatory record is filed with the SEC under CRD #105031.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is First Financial Advisory Services Inc's AUM?

    First Financial Advisory Services Inc reports approximately $278M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is First Financial Advisory Services Inc headquartered?

    First Financial Advisory Services Inc is headquartered in Westerly, Rhode Island.

    What is First Financial Advisory Services Inc's CRD number?

    First Financial Advisory Services Inc's CRD number is 105031. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does First Financial Advisory Services Inc manage?

    First Financial Advisory Services Inc manages approximately 1,071 client accounts according to its latest SEC filing.

    Is First Financial Advisory Services Inc SEC registered?

    Yes, First Financial Advisory Services Inc is registered with the SEC as an investment adviser with an approved registration status.

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