Wealth Manager
    SEC Registered
    Manages Private Funds

    Eliot Rose Wealth Management, LLC

    Registered investment advisor · Providence, Rhode Island · CRD #120465

    Assets Under Management
    $186M
    Client Accounts
    400
    Employees
    4
    CRD Number
    120465
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Eliot Rose Wealth Management, LLC

    Eliot Rose Wealth Management, LLC is a SEC-registered investment advisory firm headquartered in Providence, Rhode Island, managing approximately $186M in regulatory assets across 400 client accounts. The firm's full regulatory record is filed with the SEC under CRD #120465.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Eliot Rose Wealth Management, LLC

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    Frequently Asked Questions

    What is Eliot Rose Wealth Management, LLC's AUM?

    Eliot Rose Wealth Management, LLC reports approximately $186M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Eliot Rose Wealth Management, LLC headquartered?

    Eliot Rose Wealth Management, LLC is headquartered in Providence, Rhode Island.

    What is Eliot Rose Wealth Management, LLC's CRD number?

    Eliot Rose Wealth Management, LLC's CRD number is 120465. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Eliot Rose Wealth Management, LLC manage?

    Eliot Rose Wealth Management, LLC manages approximately 400 client accounts according to its latest SEC filing.

    Is Eliot Rose Wealth Management, LLC SEC registered?

    Yes, Eliot Rose Wealth Management, LLC is registered with the SEC as an investment adviser with an approved registration status.

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