Wealth Manager
    SEC Registered
    Manages Private Funds

    Citizens Securities, Inc.

    Registered investment advisor · Johnston, Rhode Island · CRD #39550

    Assets Under Management
    $12.9B
    Client Accounts
    60,545
    Employees
    471
    CRD Number
    39550
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Citizens Securities, Inc.

    Citizens Financial Group, Inc., operating as Citizens Bank, is a prominent financial institution based in Providence, Rhode Island. With approximately $222.7 billion in assets and around 1,000 branches across 14 states and the District of Columbia, Citizens Bank offers a wide range of retail and commercial banking products and services. The bank has a strong presence with about 3,100 ATMs, providing convenient access to banking for its customers. Founded in 1828, Citizens has a rich history mar

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Yes
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Citizens Securities, Inc.

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Citizens Securities, Inc.'s AUM?

    Citizens Securities, Inc. reports approximately $12.9B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Citizens Securities, Inc. headquartered?

    Citizens Securities, Inc. is headquartered in Johnston, Rhode Island.

    What is Citizens Securities, Inc.'s CRD number?

    Citizens Securities, Inc.'s CRD number is 39550. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Citizens Securities, Inc. manage?

    Citizens Securities, Inc. manages approximately 60,545 client accounts according to its latest SEC filing.

    Is Citizens Securities, Inc. SEC registered?

    Yes, Citizens Securities, Inc. is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Rhode Island

    Fiam LLC
    Smithfield, RI · $347.7B AUM
    Providence Equity Partners L.L.C.
    Providence, RI · $24.1B AUM
    Nautic Partners, LLC
    Providence, RI · $14.3B AUM
    Global Strategic Risk Management, LLC
    Providence, RI · $2.9B AUM
    Parsons Capital Management Inc
    Providence, RI · $2.4B AUM
    Unison
    Providence, RI · $2B AUM
    See all top RIA firms in Rhode Island →

    Research firms like Citizens Securities, Inc. at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial