Top RIA Firms in Iowa (2026)

    40 SEC-registered investment advisory firms headquartered in Iowa — a combined $977.5B in assets under management, led by Principal Asset Management in Des Moines. Ranked by regulatory AUM from SEC Form ADV filings, as of 2026-07-06.

    Principal Asset Management
    Des Moines
    AUM $427.7B · 8,169 accounts
    Cambridge Investment Research Advisors, Inc.
    Fairfield
    AUM $138.7B · 608,275 accounts
    Sammons Financial Group Asset Management, LLC
    West Des Moines
    AUM $122B · 9 accounts
    Principal Real Estate
    Des Moines
    AUM $105.6B · 681 accounts
    Aegon Asset Management US
    Cedar Rapids
    AUM $88.8B · 199 accounts
    Transamerica Retirement Advisors, LLC
    Cedar Rapids
    AUM $18.8B · 212,722 accounts
    Principal Securities, Inc.
    Des Moines
    AUM $17B · 68,981 accounts
    Avantax Planning Partners, Inc.
    Dubuque
    AUM $7.6B · 13,797 accounts
    Integrity Alliance, LLC
    Urbandale
    AUM $5.4B · 20,448 accounts
    Foster Group, Inc.
    West Des Moines
    AUM $4.8B · 7,346 accounts
    Nations Financial Group, Inc.
    Cedar Rapids
    AUM $4.8B · 10,535 accounts
    Btc Capital Management
    Des Moines
    AUM $4.6B · 2,199 accounts
    Bfc Planning, Inc.
    Cedar Rapids
    AUM $3.8B · 13,174 accounts
    Ausdal Financial Partners, Inc.
    Davenport
    AUM $3.7B · 16,572 accounts
    Steele Capital Management, Inc.
    Dubuque
    AUM $3.5B · 4,418 accounts
    Investment Consulting Group Inc
    Davenport
    AUM $2.8B · 504 accounts
    Gilbert & Cook, Inc.
    West Des Moines
    AUM $1.7B · 3,792 accounts
    Principal Advised Services
    Des Moines
    AUM $1.4B · 23,164 accounts
    Accel Wealth Management
    Waverly
    AUM $1.1B · 2,819 accounts
    Northwest Wealth Management, LLC
    Spencer
    AUM $1B · 4,274 accounts
    Legacy Financial Group
    Des Moines
    AUM $1B · 4,146 accounts
    Syverson Strege
    West Des Moines
    AUM $911M · 1,979 accounts
    Berthel Fisher & Company Financial Services, Inc.
    Cedar Rapids
    AUM $906M · 3,352 accounts
    Dmkc Advisory Services, LLC
    Des Moines
    AUM $903M · 946 accounts
    Basepoint Wealth, LLC
    Cedar Rapids
    AUM $884M · 3,715 accounts
    Rda Financial Network
    Akron
    AUM $675M · 1,522 accounts
    West Financial Advisors, L.L.C.
    Des Moines
    AUM $674M · 1,677 accounts
    Merkle Retirement Planning
    Grimes
    AUM $569M · 2,896 accounts
    RIA Advisory Group, LLC
    Des Moines
    AUM $568M · 3,228 accounts
    Retireright Consulting Group
    West Des Moines
    AUM $561M · 733 accounts
    Dynamic Financial Group
    Cedar Falls
    AUM $540M · 2,490 accounts
    Wealth Advisors of Iowa, LLC
    West Des Moines
    AUM $539M · 1,330 accounts
    Matheson & Rock Wealth Management, LLC
    Davenport
    AUM $530M · 1,070 accounts
    Independent Wealth Network, Inc.
    Urbandale
    AUM $518M · 2,881 accounts
    Wealthspan Partners, LLC
    Davenport
    AUM $451M · 1,610 accounts
    Nikulski Financial, Inc.
    Bettendorf
    AUM $449M · 475 accounts
    FSB Premier Wealth Management, Inc.
    Waterloo
    AUM $432M · 2,130 accounts
    Legacy Bridge Private Family Offices
    West Des Moines
    AUM $426M · 117 accounts
    Quad-Cities Investment Group, LLC
    Davenport
    AUM $426M · 1,546 accounts
    Valiant Wealth, LLC
    West Des Moines
    AUM $423M · 623 accounts

    How many RIA firms are in this Iowa directory?

    This directory covers the 40 largest SEC-registered investment advisory firms headquartered in Iowa, ranked by regulatory assets under management from SEC Form ADV filings.

    What is the largest RIA firm in Iowa?

    By regulatory assets under management, the largest firm in this Iowa directory is Principal Asset Management, headquartered in Des Moines, with approximately $427.7B in AUM.

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