Institutional
    SEC Registered

    Upper90

    Registered investment advisor · Providence, Rhode Island · CRD #304179

    Assets Under Management
    $1.1B
    Client Accounts
    31
    Employees
    18
    CRD Number
    304179
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Upper90

    Upper90 is a hybrid investment firm focused on early-stage startups in commerce, fintech, and supply chain sectors. It manages funds and offers tailored debt and equity. The firm is based in New York.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Upper90

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    Frequently Asked Questions

    What is Upper90's AUM?

    Upper90 reports approximately $1.1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Upper90 headquartered?

    Upper90 is headquartered in Providence, Rhode Island.

    What is Upper90's CRD number?

    Upper90's CRD number is 304179. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Upper90 manage?

    Upper90 manages approximately 31 client accounts according to its latest SEC filing.

    Is Upper90 SEC registered?

    Yes, Upper90 is registered with the SEC as an investment adviser with an approved registration status.

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