Top RIA Firms in Alabama (2026)

    40 SEC-registered investment advisory firms headquartered in Alabama — a combined $167.9B in assets under management, led by Waverly Advisors, LLC in Birmingham. Ranked by regulatory AUM from SEC Form ADV filings, as of 2026-07-06.

    Waverly Advisors, LLC
    Birmingham
    AUM $29.8B · 35,709 accounts
    Highland Associates Inc
    Birmingham
    AUM $21B · 61 accounts
    Regions Investment Management, Inc.
    Birmingham
    AUM $20.1B · 2 accounts
    Aptus Capital Advisors, LLC
    Fairhope
    AUM $14.1B · 12,707 accounts
    Harbert Fund Advisors, LLC
    Birmingham
    AUM $7.8B · 44 accounts
    Rfg Advisory, LLC
    Vestavia Hills
    AUM $6.8B · 25,346 accounts
    Vulcan Value Partners LLC
    Birmingham
    AUM $6.1B · 160 accounts
    Resource Management Service, LLC
    Birmingham
    AUM $5.9B · 14 accounts
    Stonegate Investment Group, LLC
    Birmingham
    AUM $5.7B · 2,768 accounts
    Eversource Wealth Advisors, LLC
    Birmingham
    AUM $5.1B · 13,689 accounts
    Stonex Advisors Inc.
    Birmingham
    AUM $5.1B · 15,487 accounts
    Johnson Sterling, Inc.
    Birmingham
    AUM $3.9B · 365 accounts
    The Welch Group, LLC
    Birmingham
    AUM $3.7B · 4,528 accounts
    Oneascent Financial Services LLC
    Birmingham
    AUM $3.5B · 16,009 accounts
    Keel Point, LLC
    Huntsville
    AUM $3.5B · 5,626 accounts
    Leavell Investment Management, Inc.
    Mobile
    AUM $3.4B · 3,023 accounts
    Arlington Partners LLC
    Birmingham
    AUM $2.3B · 24 accounts
    Jackson Thornton Wealth Management, LLC
    Montgomery
    AUM $2B · 2,367 accounts
    Nbc Securities, Inc.
    Birmingham
    AUM $1.8B · 4,966 accounts
    Southern Financial Group, LLC
    Birmingham
    AUM $1.1B · 2,597 accounts
    Marble Wealth, LLC
    Montgomery
    AUM $1B · 1,077 accounts
    Anderson Growth Partners, LLC
    Birmingham
    AUM $1B · 209 accounts
    Capsouth Wealth Management
    Dothan
    AUM $1B · 1,420 accounts
    Oneascent Investment Solutions, LLC
    Birmingham
    AUM $987M · 47 accounts
    Park Place Capital Corporation
    Homewood
    AUM $879M · 609 accounts
    Smith Thornton Advisors, LLC
    Huntsville
    AUM $852M · 858 accounts
    Oakworth Asset Management, LLC
    Birmingham
    AUM $846M · 746 accounts
    Sunburst Financial Group, LLC
    Vestavia Hills
    AUM $808M · 2,346 accounts
    Mayfair Advisory Group, LLC
    Birmingham
    AUM $806M · 1,240 accounts
    Bhk Investment Advisors
    Birmingham
    AUM $794M · 771 accounts
    Meld Financial, Inc.
    Birmingham
    AUM $776M · 1,942 accounts
    Porter White Investment Advisors, Inc.
    Birmingham
    AUM $748M · 329 accounts
    Bmss Wesson Wealth Solutions
    Birmingham
    AUM $704M · 1,183 accounts
    Park Lane Advisors, LLC
    Birmingham
    AUM $624M · 5 accounts
    Fairvoy Private Wealth, LLC
    Birmingham
    AUM $605M · 1,269 accounts
    Mainsail Asset Management, LLC
    Birmingham
    AUM $599M · 889 accounts
    Truewealth Advisors, LLC
    Hoover
    AUM $547M · 1,614 accounts
    Oneascent Family Offices
    Birmingham
    AUM $544M · 292 accounts
    Bcr Wealth Strategies
    Vestavia
    AUM $528M · 1,219 accounts
    Bonaventure Capital, LLC
    Birmingham
    AUM $494M · 30 accounts

    How many RIA firms are in this Alabama directory?

    This directory covers the 40 largest SEC-registered investment advisory firms headquartered in Alabama, ranked by regulatory assets under management from SEC Form ADV filings.

    What is the largest RIA firm in Alabama?

    By regulatory assets under management, the largest firm in this Alabama directory is Waverly Advisors, LLC, headquartered in Birmingham, with approximately $29.8B in AUM.

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