Wealth Manager
    SEC Registered
    Manages Private Funds

    Sowa Financial Group

    Registered investment advisor · Lincoln, Rhode Island · CRD #107646

    Assets Under Management
    $517M
    Client Accounts
    1,400
    Employees
    8
    CRD Number
    107646
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Sowa Financial Group

    Sowa Financial Group is a registered investment advisory firm specializing in financial planning and adhering to high industry standards. It serves clients with comprehensive financial strategies. The firm is based in Lincoln, Rhode Island.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Sowa Financial Group

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    Frequently Asked Questions

    What is Sowa Financial Group's AUM?

    Sowa Financial Group reports approximately $517M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Sowa Financial Group headquartered?

    Sowa Financial Group is headquartered in Lincoln, Rhode Island.

    What is Sowa Financial Group's CRD number?

    Sowa Financial Group's CRD number is 107646. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Sowa Financial Group manage?

    Sowa Financial Group manages approximately 1,400 client accounts according to its latest SEC filing.

    Is Sowa Financial Group SEC registered?

    Yes, Sowa Financial Group is registered with the SEC as an investment adviser with an approved registration status.

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