Wealth Manager
    SEC Registered
    Manages Private Funds

    Professional Planning Group

    Registered investment advisor · Westerly, Rhode Island · CRD #108868

    Assets Under Management
    $1.3B
    Client Accounts
    2,395
    Employees
    16
    CRD Number
    108868
    Registration
    SEC Registered
    Custodian
    Raymond James Trust Company Of Nh, Raymond James & Associates, Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Professional Planning Group

    Professional Planning Group is an independent wealth management advisory firm offering comprehensive services across the U.S. It operates separately from Raymond James and is registered as an investment adviser. The firm focuses on personalized advisory services to help clients achieve financial goals.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Professional Planning Group

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Professional Planning Group's AUM?

    Professional Planning Group reports approximately $1.3B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Professional Planning Group headquartered?

    Professional Planning Group is headquartered in Westerly, Rhode Island.

    What is Professional Planning Group's CRD number?

    Professional Planning Group's CRD number is 108868. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Professional Planning Group manage?

    Professional Planning Group manages approximately 2,395 client accounts according to its latest SEC filing.

    Is Professional Planning Group SEC registered?

    Yes, Professional Planning Group is registered with the SEC as an investment adviser with an approved registration status.

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