Institutional
    SEC Registered

    Canton Hathaway LLC

    Registered investment advisor · Providence, Rhode Island · CRD #297527

    Assets Under Management
    $866M
    Client Accounts
    281
    Employees
    5
    CRD Number
    297527
    Registration
    SEC Registered
    Custodian
    Fidelity Brokerage Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Canton Hathaway LLC

    Canton Hathaway LLC is an investment advisory firm based in Rhode Island, offering strategic planning, customized financial strategies, and portfolio diversification. The firm manages $627.6 million in assets and employs proprietary models for risk management. It operates in private equity and is registered with the SEC.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Canton Hathaway LLC's AUM?

    Canton Hathaway LLC reports approximately $866M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Canton Hathaway LLC headquartered?

    Canton Hathaway LLC is headquartered in Providence, Rhode Island.

    What is Canton Hathaway LLC's CRD number?

    Canton Hathaway LLC's CRD number is 297527. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Canton Hathaway LLC manage?

    Canton Hathaway LLC manages approximately 281 client accounts according to its latest SEC filing.

    Is Canton Hathaway LLC SEC registered?

    Yes, Canton Hathaway LLC is registered with the SEC as an investment adviser with an approved registration status.

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