Wealth Manager
    SEC Registered
    Manages Private Funds

    Slocum, Gordon & Co. LLP

    Registered investment advisor · Newport, Rhode Island · CRD #104929

    Assets Under Management
    $219M
    Client Accounts
    253
    Employees
    5
    CRD Number
    104929
    Registration
    SEC Registered
    Custodian
    Fidelity Brokerage Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Slocum, Gordon & Co. LLP

    Slocum, Gordon & Co. LLP is a SEC-registered investment advisory firm headquartered in Newport, Rhode Island, managing approximately $219M in regulatory assets across 253 client accounts. The firm's full regulatory record is filed with the SEC under CRD #104929.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Slocum, Gordon & Co. LLP's AUM?

    Slocum, Gordon & Co. LLP reports approximately $219M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Slocum, Gordon & Co. LLP headquartered?

    Slocum, Gordon & Co. LLP is headquartered in Newport, Rhode Island.

    What is Slocum, Gordon & Co. LLP's CRD number?

    Slocum, Gordon & Co. LLP's CRD number is 104929. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Slocum, Gordon & Co. LLP manage?

    Slocum, Gordon & Co. LLP manages approximately 253 client accounts according to its latest SEC filing.

    Is Slocum, Gordon & Co. LLP SEC registered?

    Yes, Slocum, Gordon & Co. LLP is registered with the SEC as an investment adviser with an approved registration status.

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