Wealth Manager
    SEC Registered

    Arlen Capital, LLC

    Registered investment advisor · Warwick, Rhode Island · CRD #118113

    Assets Under Management
    $349M
    Client Accounts
    690
    Employees
    6
    CRD Number
    118113
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Arlen Capital, LLC

    Arlen Capital, LLC, founded in 2001 by Peter A. Sullivan, is a registered investment advisory firm based in Warwick, Rhode Island, offering investment management, analysis of third-party managed programs, and wealth planning services. The firm manages assets for various clients and is registered with the SEC.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Arlen Capital, LLC

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    Frequently Asked Questions

    What is Arlen Capital, LLC's AUM?

    Arlen Capital, LLC reports approximately $349M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Arlen Capital, LLC headquartered?

    Arlen Capital, LLC is headquartered in Warwick, Rhode Island.

    What is Arlen Capital, LLC's CRD number?

    Arlen Capital, LLC's CRD number is 118113. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Arlen Capital, LLC manage?

    Arlen Capital, LLC manages approximately 690 client accounts according to its latest SEC filing.

    Is Arlen Capital, LLC SEC registered?

    Yes, Arlen Capital, LLC is registered with the SEC as an investment adviser with an approved registration status.

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