Wealth Manager
    SEC Registered
    Manages Private Funds

    Esi Financial Advisors

    Registered investment advisor · Montpelier, Vermont · CRD #265

    Assets Under Management
    $2.8B
    Client Accounts
    12,379
    Employees
    500
    CRD Number
    265
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc, Sei Private Trust Company

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Esi Financial Advisors

    ESI Financial Advisors offers financial planning, portfolio management, and pension consulting services, and operates as a broker-dealer and insurance broker. Founded in 1968, it is part of the National Life Group, providing a range of financial products and services.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Esi Financial Advisors

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Esi Financial Advisors's AUM?

    Esi Financial Advisors reports approximately $2.8B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Esi Financial Advisors headquartered?

    Esi Financial Advisors is headquartered in Montpelier, Vermont.

    What is Esi Financial Advisors's CRD number?

    Esi Financial Advisors's CRD number is 265. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Esi Financial Advisors manage?

    Esi Financial Advisors manages approximately 12,379 client accounts according to its latest SEC filing.

    Is Esi Financial Advisors SEC registered?

    Yes, Esi Financial Advisors is registered with the SEC as an investment adviser with an approved registration status.

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