Wealth Manager
    SEC Registered

    Prentiss Smith & Company, Inc.

    Registered investment advisor · Brattleboro, Vermont · CRD #110928

    Assets Under Management
    $453M
    Client Accounts
    622
    Employees
    8
    CRD Number
    110928
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., Chevy Chase Trust

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Prentiss Smith & Company, Inc.

    Prentiss Smith & Company, Inc. is a family-owned investment advisory firm founded in 1982, based in Vermont, managing nearly $439 million in assets. They specialize in investment strategies and client services.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Prentiss Smith & Company, Inc.'s AUM?

    Prentiss Smith & Company, Inc. reports approximately $453M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Prentiss Smith & Company, Inc. headquartered?

    Prentiss Smith & Company, Inc. is headquartered in Brattleboro, Vermont.

    What is Prentiss Smith & Company, Inc.'s CRD number?

    Prentiss Smith & Company, Inc.'s CRD number is 110928. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Prentiss Smith & Company, Inc. manage?

    Prentiss Smith & Company, Inc. manages approximately 622 client accounts according to its latest SEC filing.

    Is Prentiss Smith & Company, Inc. SEC registered?

    Yes, Prentiss Smith & Company, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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