Wealth Manager
    SEC Registered
    Manages Private Funds

    Williams Financial, LLC

    Registered investment advisor · North Bennington, Vermont · CRD #137038

    Assets Under Management
    $210M
    Client Accounts
    837
    Employees
    7
    CRD Number
    137038
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Williams Financial, LLC

    Williams Financial, LLC is a SEC-registered investment advisory firm headquartered in North Bennington, Vermont, managing approximately $210M in regulatory assets across 837 client accounts. The firm's full regulatory record is filed with the SEC under CRD #137038.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Williams Financial, LLC

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    Frequently Asked Questions

    What is Williams Financial, LLC's AUM?

    Williams Financial, LLC reports approximately $210M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Williams Financial, LLC headquartered?

    Williams Financial, LLC is headquartered in North Bennington, Vermont.

    What is Williams Financial, LLC's CRD number?

    Williams Financial, LLC's CRD number is 137038. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Williams Financial, LLC manage?

    Williams Financial, LLC manages approximately 837 client accounts according to its latest SEC filing.

    Is Williams Financial, LLC SEC registered?

    Yes, Williams Financial, LLC is registered with the SEC as an investment adviser with an approved registration status.

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