Wealth Manager
    SEC Registered
    Manages Private Funds

    Broadlake Financial Management

    Registered investment advisor · South Burlington, Vermont · CRD #105057

    Assets Under Management
    $410M
    Client Accounts
    1,166
    Employees
    5
    CRD Number
    105057
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc, Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Broadlake Financial Management

    Founded in 1989, Broadlake Financial Management is an independent advisory firm based in South Burlington, Vermont, offering customized investment advisory, financial planning, and pension consulting services to individuals, corporations, and non-profits.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Broadlake Financial Management

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    Frequently Asked Questions

    What is Broadlake Financial Management's AUM?

    Broadlake Financial Management reports approximately $410M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Broadlake Financial Management headquartered?

    Broadlake Financial Management is headquartered in South Burlington, Vermont.

    What is Broadlake Financial Management's CRD number?

    Broadlake Financial Management's CRD number is 105057. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Broadlake Financial Management manage?

    Broadlake Financial Management manages approximately 1,166 client accounts according to its latest SEC filing.

    Is Broadlake Financial Management SEC registered?

    Yes, Broadlake Financial Management is registered with the SEC as an investment adviser with an approved registration status.

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