Wealth Manager
    SEC Registered
    Manages Private Funds

    Otto & Associates, Inc.

    Registered investment advisor · Norwich, Vermont · CRD #109493

    Assets Under Management
    $287M
    Client Accounts
    629
    Employees
    6
    CRD Number
    109493
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Otto & Associates, Inc.

    Otto & Associates, Inc. is a SEC-registered investment advisory firm headquartered in Norwich, Vermont, managing approximately $287M in regulatory assets across 629 client accounts. The firm's full regulatory record is filed with the SEC under CRD #109493.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Otto & Associates, Inc.'s AUM?

    Otto & Associates, Inc. reports approximately $287M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Otto & Associates, Inc. headquartered?

    Otto & Associates, Inc. is headquartered in Norwich, Vermont.

    What is Otto & Associates, Inc.'s CRD number?

    Otto & Associates, Inc.'s CRD number is 109493. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Otto & Associates, Inc. manage?

    Otto & Associates, Inc. manages approximately 629 client accounts according to its latest SEC filing.

    Is Otto & Associates, Inc. SEC registered?

    Yes, Otto & Associates, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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