Wealth Manager
    SEC Registered

    UBS Asset Management (americas) LLC

    Registered investment advisor · New York, New York · CRD #106838

    Assets Under Management
    $588.2B
    Client Accounts
    433,784
    Employees
    574
    CRD Number
    106838
    Registration
    SEC Registered
    Custodian
    Ubs Financial Services Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About UBS Asset Management (americas) LLC

    UBS is a prominent global financial services firm based in Zurich and Basel, Switzerland. Established on June 29, 1998, through the merger of Union Bank of Switzerland and Swiss Bank Corporation, UBS has a rich history that spans over 160 years, incorporating various predecessor banks and firms. The company operates as a universal bank, focusing on wealth management, investment banking, and asset management. UBS has made significant strides in its core business areas, including the establishmen

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Yes
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for UBS Asset Management (americas) LLC

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    Frequently Asked Questions

    What is UBS Asset Management (americas) LLC's AUM?

    UBS Asset Management (americas) LLC reports approximately $588.2B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is UBS Asset Management (americas) LLC headquartered?

    UBS Asset Management (americas) LLC is headquartered in New York, New York.

    What is UBS Asset Management (americas) LLC's CRD number?

    UBS Asset Management (americas) LLC's CRD number is 106838. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does UBS Asset Management (americas) LLC manage?

    UBS Asset Management (americas) LLC manages approximately 433,784 client accounts according to its latest SEC filing.

    Is UBS Asset Management (americas) LLC SEC registered?

    Yes, UBS Asset Management (americas) LLC is registered with the SEC as an investment adviser with an approved registration status.

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