Wealth Manager
    SEC Registered

    Merrill Lynch, Pierce, Fenner & Smith Incorporated

    Registered investment advisor · New York, New York · CRD #7691

    Assets Under Management
    $1.8T
    Client Accounts
    3,253,265
    Employees
    32,960
    CRD Number
    7691
    Registration
    SEC Registered
    Custodian
    Merrill Lynch, Pierce, Fenner & Smith Incorporated

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Merrill Lynch, Pierce, Fenner & Smith Incorporated

    Merrill Lynch, founded in 1914 by Charles E. Merrill and Edmund C. Lynch, is a prominent wealth management division of Bank of America. The firm began as Charles E. Merrill & Co. in New York City and became known for making brokerage services accessible to middle-class investors. Over the years, it grew through mergers and became the world's largest securities firm, known for its innovative approach to retail brokerage. Today, Merrill Lynch provides comprehensive wealth management services for

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Yes
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Merrill Lynch, Pierce, Fenner & Smith Incorporated

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    Frequently Asked Questions

    What is Merrill Lynch, Pierce, Fenner & Smith Incorporated's AUM?

    Merrill Lynch, Pierce, Fenner & Smith Incorporated reports approximately $1.8T in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Merrill Lynch, Pierce, Fenner & Smith Incorporated headquartered?

    Merrill Lynch, Pierce, Fenner & Smith Incorporated is headquartered in New York, New York.

    What is Merrill Lynch, Pierce, Fenner & Smith Incorporated's CRD number?

    Merrill Lynch, Pierce, Fenner & Smith Incorporated's CRD number is 7691. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Merrill Lynch, Pierce, Fenner & Smith Incorporated manage?

    Merrill Lynch, Pierce, Fenner & Smith Incorporated manages approximately 3,253,265 client accounts according to its latest SEC filing.

    Is Merrill Lynch, Pierce, Fenner & Smith Incorporated SEC registered?

    Yes, Merrill Lynch, Pierce, Fenner & Smith Incorporated is registered with the SEC as an investment adviser with an approved registration status.

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