Wealth Manager
    SEC Registered
    Manages Private Funds

    Rbc Capital Markets, LLC

    Registered investment advisor · New York, New York · CRD #31194

    Assets Under Management
    $310.4B
    Client Accounts
    511,871
    Employees
    8,781
    CRD Number
    31194
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Rbc Capital Markets, LLC

    RBC Wealth Management is a division of RBC Capital Markets, LLC, providing wealth management, investment advisory, and financial services to clients in North America and internationally. Established in its current form in 2008, the firm has roots dating back to 1909 when it began as a small brokerage in St. Paul, Minnesota. As a subsidiary of the Royal Bank of Canada, RBC Wealth Management is recognized as one of the largest wealth managers globally by assets. The firm operates with $379 billio

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Yes
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for Rbc Capital Markets, LLC

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Rbc Capital Markets, LLC's AUM?

    Rbc Capital Markets, LLC reports approximately $310.4B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Rbc Capital Markets, LLC headquartered?

    Rbc Capital Markets, LLC is headquartered in New York, New York.

    What is Rbc Capital Markets, LLC's CRD number?

    Rbc Capital Markets, LLC's CRD number is 31194. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Rbc Capital Markets, LLC manage?

    Rbc Capital Markets, LLC manages approximately 511,871 client accounts according to its latest SEC filing.

    Is Rbc Capital Markets, LLC SEC registered?

    Yes, Rbc Capital Markets, LLC is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in New York

    J.P. Morgan Investment Management Inc.
    New York, NY · $3.5T AUM
    Goldman Sachs Asset Management, L.P.
    New York, NY · $2.6T AUM
    Morgan Stanley
    Purchase, NY · $2T AUM
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY · $1.8T AUM
    Blackrock Financial Management, Inc
    New York, NY · $1.6T AUM
    Millennium Management LLC
    New York, NY · $720.8B AUM
    See all top RIA firms in New York →

    Research firms like Rbc Capital Markets, LLC at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial