Wealth Manager
    SEC Registered

    Guggenheim Partners Investment Management, LLC

    Registered investment advisor · New York, New York · CRD #137432

    Assets Under Management
    $240.7B
    Client Accounts
    440
    Employees
    588
    CRD Number
    137432
    Registration
    SEC Registered
    Custodian
    Citibank, National Association, Brown Brothers Harriman & Co

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Guggenheim Partners Investment Management, LLC

    Guggenheim Partners is a global investment and advisory firm founded in 1999, with roots tracing back to the Guggenheim family business established in the late 1800s. The firm manages over $350 billion in assets and employs more than 2,200 professionals across offices in major cities including Chicago, New York, London, Dubai, and Tokyo. It is dedicated to creating exceptional value through innovation, investment, and management. The firm operates primarily in two areas: Asset Management and In

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Yes
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for Guggenheim Partners Investment Management, LLC

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    Frequently Asked Questions

    What is Guggenheim Partners Investment Management, LLC's AUM?

    Guggenheim Partners Investment Management, LLC reports approximately $240.7B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Guggenheim Partners Investment Management, LLC headquartered?

    Guggenheim Partners Investment Management, LLC is headquartered in New York, New York.

    What is Guggenheim Partners Investment Management, LLC's CRD number?

    Guggenheim Partners Investment Management, LLC's CRD number is 137432. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Guggenheim Partners Investment Management, LLC manage?

    Guggenheim Partners Investment Management, LLC manages approximately 440 client accounts according to its latest SEC filing.

    Is Guggenheim Partners Investment Management, LLC SEC registered?

    Yes, Guggenheim Partners Investment Management, LLC is registered with the SEC as an investment adviser with an approved registration status.

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