Institutional
    SEC Registered

    Mackay Shields LLC

    Registered investment advisor · New York, New York · CRD #107717

    Assets Under Management
    $159.5B
    Client Accounts
    366
    Employees
    206
    CRD Number
    107717
    Registration
    SEC Registered
    Custodian
    The Bank Of New York Mellon Corporation, The Northern Trust Company, State Street Corporation

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Mackay Shields LLC

    New York Life Investments is a global asset manager and a wholly owned subsidiary of New York Life Insurance Company. With over $725 billion in assets under management, the firm operates a multi-boutique structure that emphasizes specialized investment teams. This approach allows for innovative strategies focused on achieving consistent, risk-adjusted returns. The company is recognized as one of the top global public fixed-income managers and private-markets managers. The firm provides a wide r

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

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    Frequently Asked Questions

    What is Mackay Shields LLC's AUM?

    Mackay Shields LLC reports approximately $159.5B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Mackay Shields LLC headquartered?

    Mackay Shields LLC is headquartered in New York, New York.

    What is Mackay Shields LLC's CRD number?

    Mackay Shields LLC's CRD number is 107717. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Mackay Shields LLC manage?

    Mackay Shields LLC manages approximately 366 client accounts according to its latest SEC filing.

    Is Mackay Shields LLC SEC registered?

    Yes, Mackay Shields LLC is registered with the SEC as an investment adviser with an approved registration status.

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