Wealth Manager
    SEC Registered
    Manages Private Funds

    Legacy Financial Group

    Registered investment advisor · Des Moines, Iowa · CRD #154927

    Assets Under Management
    $1B
    Client Accounts
    4,146
    Employees
    18
    CRD Number
    154927
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Legacy Financial Group

    Legacy Financial Group is a full-service financial advisory firm offering integrated services to individuals, families, and businesses. Founded in 2009, it provides personalized financial planning and investment advisory services. The firm operates independently from Raymond James and has a team of certified professionals.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Legacy Financial Group

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    Frequently Asked Questions

    What is Legacy Financial Group's AUM?

    Legacy Financial Group reports approximately $1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Legacy Financial Group headquartered?

    Legacy Financial Group is headquartered in Des Moines, Iowa.

    What is Legacy Financial Group's CRD number?

    Legacy Financial Group's CRD number is 154927. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Legacy Financial Group manage?

    Legacy Financial Group manages approximately 4,146 client accounts according to its latest SEC filing.

    Is Legacy Financial Group SEC registered?

    Yes, Legacy Financial Group is registered with the SEC as an investment adviser with an approved registration status.

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