Wealth Manager
    SEC Registered
    Manages Private Funds

    Avantax Planning Partners, Inc.

    Registered investment advisor · Dubuque, Iowa · CRD #106237

    Assets Under Management
    $7.6B
    Client Accounts
    13,797
    Employees
    261
    CRD Number
    106237
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., Fidelity Brokerage Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Avantax Planning Partners, Inc.

    Avantax is a wealth management firm founded in 1983, specializing in tax-focused investing and financial planning. The company integrates tax considerations into its services to help individuals, families, and small businesses minimize tax burdens and maximize wealth. Avantax supports a network of over 3,000 financial professionals across the U.S., managing approximately $92.8 billion in client assets. The firm operates through two main models: an independent financial professional model that c

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Avantax Planning Partners, Inc.

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    Frequently Asked Questions

    What is Avantax Planning Partners, Inc.'s AUM?

    Avantax Planning Partners, Inc. reports approximately $7.6B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Avantax Planning Partners, Inc. headquartered?

    Avantax Planning Partners, Inc. is headquartered in Dubuque, Iowa.

    What is Avantax Planning Partners, Inc.'s CRD number?

    Avantax Planning Partners, Inc.'s CRD number is 106237. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Avantax Planning Partners, Inc. manage?

    Avantax Planning Partners, Inc. manages approximately 13,797 client accounts according to its latest SEC filing.

    Is Avantax Planning Partners, Inc. SEC registered?

    Yes, Avantax Planning Partners, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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