Wealth Manager
    SEC Registered
    Manages Private Funds

    Berthel Fisher & Company Financial Services, Inc.

    Registered investment advisor · Cedar Rapids, Iowa · CRD #13609

    Assets Under Management
    $906M
    Client Accounts
    3,352
    Employees
    100
    CRD Number
    13609
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Berthel Fisher & Company Financial Services, Inc.

    Berthel Fisher & Company Financial Services, Inc. is a financial advisory firm founded in 1985, offering investment advisory and financial planning services. It is a member of FINRA and SIPC, with 51-200 employees. The firm operates in multiple locations.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Berthel Fisher & Company Financial Services, Inc.

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Berthel Fisher & Company Financial Services, Inc.'s AUM?

    Berthel Fisher & Company Financial Services, Inc. reports approximately $906M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Berthel Fisher & Company Financial Services, Inc. headquartered?

    Berthel Fisher & Company Financial Services, Inc. is headquartered in Cedar Rapids, Iowa.

    What is Berthel Fisher & Company Financial Services, Inc.'s CRD number?

    Berthel Fisher & Company Financial Services, Inc.'s CRD number is 13609. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Berthel Fisher & Company Financial Services, Inc. manage?

    Berthel Fisher & Company Financial Services, Inc. manages approximately 3,352 client accounts according to its latest SEC filing.

    Is Berthel Fisher & Company Financial Services, Inc. SEC registered?

    Yes, Berthel Fisher & Company Financial Services, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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