Wealth Manager
    SEC Registered
    Manages Private Funds

    Steele Capital Management, Inc.

    Registered investment advisor · Dubuque, Iowa · CRD #107097

    Assets Under Management
    $3.5B
    Client Accounts
    4,418
    Employees
    15
    CRD Number
    107097
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., Charles Schwab Trust Company

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Steele Capital Management, Inc.

    Steele Capital Management, Inc. is a fee-only investment advisory firm offering personalized financial planning services, including retirement and estate planning, with offices in Iowa and nationwide reach. The firm is owned by Michael Steele and employs 14 professionals, including 11 experienced advisors.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Steele Capital Management, Inc.

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Steele Capital Management, Inc.'s AUM?

    Steele Capital Management, Inc. reports approximately $3.5B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Steele Capital Management, Inc. headquartered?

    Steele Capital Management, Inc. is headquartered in Dubuque, Iowa.

    What is Steele Capital Management, Inc.'s CRD number?

    Steele Capital Management, Inc.'s CRD number is 107097. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Steele Capital Management, Inc. manage?

    Steele Capital Management, Inc. manages approximately 4,418 client accounts according to its latest SEC filing.

    Is Steele Capital Management, Inc. SEC registered?

    Yes, Steele Capital Management, Inc. is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Iowa

    Principal Asset Management
    Des Moines, IA · $427.7B AUM
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA · $138.7B AUM
    Sammons Financial Group Asset Management, LLC
    West Des Moines, IA · $122B AUM
    Principal Real Estate
    Des Moines, IA · $105.6B AUM
    Aegon Asset Management US
    Cedar Rapids, IA · $88.8B AUM
    Transamerica Retirement Advisors, LLC
    Cedar Rapids, IA · $18.8B AUM
    See all top RIA firms in Iowa →

    Research firms like Steele Capital Management, Inc. at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial