Wealth Manager
    SEC Registered
    Manages Private Funds

    Southern Financial Group, LLC

    Registered investment advisor · Birmingham, Alabama · CRD #142644

    Assets Under Management
    $1.1B
    Client Accounts
    2,597
    Employees
    8
    CRD Number
    142644
    Registration
    SEC Registered
    Custodian
    Fidelity Brokerage Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Southern Financial Group, LLC

    Southern Financial Group, LLC is a Registered Investment Advisor firm with over 60 years of experience. It employs Certified Financial Planners and Para Planners. The firm's leadership includes Todd as Chief Financial Officer and David as Chief Compliance Officer.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Southern Financial Group, LLC

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Southern Financial Group, LLC's AUM?

    Southern Financial Group, LLC reports approximately $1.1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Southern Financial Group, LLC headquartered?

    Southern Financial Group, LLC is headquartered in Birmingham, Alabama.

    What is Southern Financial Group, LLC's CRD number?

    Southern Financial Group, LLC's CRD number is 142644. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Southern Financial Group, LLC manage?

    Southern Financial Group, LLC manages approximately 2,597 client accounts according to its latest SEC filing.

    Is Southern Financial Group, LLC SEC registered?

    Yes, Southern Financial Group, LLC is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Alabama

    Waverly Advisors, LLC
    Birmingham, AL · $29.8B AUM
    Highland Associates Inc
    Birmingham, AL · $21B AUM
    Regions Investment Management, Inc.
    Birmingham, AL · $20.1B AUM
    Aptus Capital Advisors, LLC
    Fairhope, AL · $14.1B AUM
    Harbert Fund Advisors, LLC
    Birmingham, AL · $7.8B AUM
    Rfg Advisory, LLC
    Vestavia Hills, AL · $6.8B AUM
    See all top RIA firms in Alabama →

    Research firms like Southern Financial Group, LLC at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial