Wealth Manager
    SEC Registered
    Manages Private Funds

    Mainsail Asset Management, LLC

    Registered investment advisor · Birmingham, Alabama · CRD #128373

    Assets Under Management
    $599M
    Client Accounts
    889
    Employees
    7
    CRD Number
    128373
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., National Financial Services Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Mainsail Asset Management, LLC

    Mainsail Asset Management, LLC is an investment advisory firm based in Birmingham, AL, offering financial planning, portfolio management, and pension consulting services with flexible fee structures.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Mainsail Asset Management, LLC

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    Frequently Asked Questions

    What is Mainsail Asset Management, LLC's AUM?

    Mainsail Asset Management, LLC reports approximately $599M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Mainsail Asset Management, LLC headquartered?

    Mainsail Asset Management, LLC is headquartered in Birmingham, Alabama.

    What is Mainsail Asset Management, LLC's CRD number?

    Mainsail Asset Management, LLC's CRD number is 128373. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Mainsail Asset Management, LLC manage?

    Mainsail Asset Management, LLC manages approximately 889 client accounts according to its latest SEC filing.

    Is Mainsail Asset Management, LLC SEC registered?

    Yes, Mainsail Asset Management, LLC is registered with the SEC as an investment adviser with an approved registration status.

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