Wealth Manager
    SEC Registered
    Manages Private Funds

    Nbc Securities, Inc.

    Registered investment advisor · Birmingham, Alabama · CRD #17870

    Assets Under Management
    $1.8B
    Client Accounts
    4,966
    Employees
    68
    CRD Number
    17870
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Nbc Securities, Inc.

    NBC Securities, Inc. is a privately held, full-service independent broker-dealer and registered investment advisor founded in 1995, committed to building relationships and helping clients achieve their financial goals. It leverages a strategic partnership with RBC Clearing and Custody for superior services. The firm is employee-owned and independent.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Nbc Securities, Inc.'s AUM?

    Nbc Securities, Inc. reports approximately $1.8B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Nbc Securities, Inc. headquartered?

    Nbc Securities, Inc. is headquartered in Birmingham, Alabama.

    What is Nbc Securities, Inc.'s CRD number?

    Nbc Securities, Inc.'s CRD number is 17870. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Nbc Securities, Inc. manage?

    Nbc Securities, Inc. manages approximately 4,966 client accounts according to its latest SEC filing.

    Is Nbc Securities, Inc. SEC registered?

    Yes, Nbc Securities, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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