Wealth Manager
    SEC Registered
    Manages Private Funds

    Summit Financial, LLC

    Registered investment advisor · Parsippany, New Jersey · CRD #299322

    Assets Under Management
    $22.5B
    Client Accounts
    36,236
    Employees
    490
    CRD Number
    299322
    Registration
    SEC Registered
    Custodian
    National Financial Services Llc, Charles Schwab & Co., Inc., Folio Investments, Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Summit Financial, LLC

    Summit Financial, LLC is a leading investment advisory firm with a four-decade legacy, offering financial planning and investment solutions to advisors and clients nationwide. It provides top-tier infrastructure and strategic partnerships to support advisor growth and client satisfaction. Founded in 1982, it has over 200 employees.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Summit Financial, LLC

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Summit Financial, LLC's AUM?

    Summit Financial, LLC reports approximately $22.5B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Summit Financial, LLC headquartered?

    Summit Financial, LLC is headquartered in Parsippany, New Jersey.

    What is Summit Financial, LLC's CRD number?

    Summit Financial, LLC's CRD number is 299322. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Summit Financial, LLC manage?

    Summit Financial, LLC manages approximately 36,236 client accounts according to its latest SEC filing.

    Is Summit Financial, LLC SEC registered?

    Yes, Summit Financial, LLC is registered with the SEC as an investment adviser with an approved registration status.

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