Wealth Manager
    SEC Registered
    Manages Private Funds

    UBS Financial Services Inc.

    Registered investment advisor · Weehawken, New Jersey · CRD #8174

    Assets Under Management
    $915.8B
    Client Accounts
    1,144,309
    Employees
    12,524
    CRD Number
    8174
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About UBS Financial Services Inc.

    UBS is a prominent global financial services firm based in Zurich and Basel, Switzerland. Established on June 29, 1998, through the merger of Union Bank of Switzerland and Swiss Bank Corporation, UBS has a rich history that spans over 160 years, incorporating various predecessor banks and firms. The company operates as a universal bank, focusing on wealth management, investment banking, and asset management. UBS has made significant strides in its core business areas, including the establishmen

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Yes
    Hourly charges Yes
    Performance-based fees Yes

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    Frequently Asked Questions

    What is UBS Financial Services Inc.'s AUM?

    UBS Financial Services Inc. reports approximately $915.8B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is UBS Financial Services Inc. headquartered?

    UBS Financial Services Inc. is headquartered in Weehawken, New Jersey.

    What is UBS Financial Services Inc.'s CRD number?

    UBS Financial Services Inc.'s CRD number is 8174. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does UBS Financial Services Inc. manage?

    UBS Financial Services Inc. manages approximately 1,144,309 client accounts according to its latest SEC filing.

    Is UBS Financial Services Inc. SEC registered?

    Yes, UBS Financial Services Inc. is registered with the SEC as an investment adviser with an approved registration status.

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