Wealth Manager
    SEC Registered
    Manages Private Funds

    Harbour Investments, Inc.

    Registered investment advisor · Madison, Wisconsin · CRD #19258

    Assets Under Management
    $9.6B
    Client Accounts
    44,629
    Employees
    232
    CRD Number
    19258
    Registration
    SEC Registered

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Harbour Investments, Inc.

    Harbour Investments, Inc. is a hybrid Registered Investment Advisor (RIA) and independent broker-dealer based in Madison, Wisconsin. Founded in 1987 by Nick Sondel, the firm serves over 240 independent investment advisors across 14-16 states. Harbour emphasizes strong relationships, loyalty, and integrity, allowing advisors the flexibility to manage their businesses effectively. The company has received national recognition, including the Broker Dealer of the Year Award from Investment Advisor M

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Harbour Investments, Inc.

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    Frequently Asked Questions

    What is Harbour Investments, Inc.'s AUM?

    Harbour Investments, Inc. reports approximately $9.6B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Harbour Investments, Inc. headquartered?

    Harbour Investments, Inc. is headquartered in Madison, Wisconsin.

    What is Harbour Investments, Inc.'s CRD number?

    Harbour Investments, Inc.'s CRD number is 19258. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Harbour Investments, Inc. manage?

    Harbour Investments, Inc. manages approximately 44,629 client accounts according to its latest SEC filing.

    Is Harbour Investments, Inc. SEC registered?

    Yes, Harbour Investments, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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