Institutional
    SEC Registered

    Northwestern Mutual Investment Management Company, LLC

    Registered investment advisor · Milwaukee, Wisconsin · CRD #307865

    Assets Under Management
    $323.1B
    Client Accounts
    32
    Employees
    246
    CRD Number
    307865
    Registration
    SEC Registered
    Custodian
    The Bank Of New York Mellon

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Northwestern Mutual Investment Management Company, LLC

    Northwestern Mutual is a prominent mutual life insurance company, founded in 1857 in Janesville, Wisconsin. It relocated to Milwaukee in 1859 and has grown to become one of the largest life insurance providers in the United States. As a mutual company, it is owned by its policyholders, which emphasizes a client-focused approach. The company offers a range of products, including life insurance, disability insurance, retirement annuities, long-term care insurance, mutual funds, trusts, and financ

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for Northwestern Mutual Investment Management Company, LLC

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    Frequently Asked Questions

    What is Northwestern Mutual Investment Management Company, LLC's AUM?

    Northwestern Mutual Investment Management Company, LLC reports approximately $323.1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Northwestern Mutual Investment Management Company, LLC headquartered?

    Northwestern Mutual Investment Management Company, LLC is headquartered in Milwaukee, Wisconsin.

    What is Northwestern Mutual Investment Management Company, LLC's CRD number?

    Northwestern Mutual Investment Management Company, LLC's CRD number is 307865. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Northwestern Mutual Investment Management Company, LLC manage?

    Northwestern Mutual Investment Management Company, LLC manages approximately 32 client accounts according to its latest SEC filing.

    Is Northwestern Mutual Investment Management Company, LLC SEC registered?

    Yes, Northwestern Mutual Investment Management Company, LLC is registered with the SEC as an investment adviser with an approved registration status.

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