Wealth Manager
    SEC Registered
    Manages Private Funds

    Financial Management, Inc.

    Registered investment advisor · Little Rock, Arkansas · CRD #108350

    Assets Under Management
    $224M
    Client Accounts
    392
    Employees
    6
    CRD Number
    108350
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc., Ascensus Broker Dealer Services, Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Financial Management, Inc.

    Financial Management, Inc. is a SEC-registered investment advisory firm headquartered in Little Rock, Arkansas, managing approximately $224M in regulatory assets across 392 client accounts. The firm's full regulatory record is filed with the SEC under CRD #108350.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Financial Management, Inc.'s AUM?

    Financial Management, Inc. reports approximately $224M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Financial Management, Inc. headquartered?

    Financial Management, Inc. is headquartered in Little Rock, Arkansas.

    What is Financial Management, Inc.'s CRD number?

    Financial Management, Inc.'s CRD number is 108350. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Financial Management, Inc. manage?

    Financial Management, Inc. manages approximately 392 client accounts according to its latest SEC filing.

    Is Financial Management, Inc. SEC registered?

    Yes, Financial Management, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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