Stephens
Registered investment advisor · Little Rock, Arkansas · CRD #3496
Source: SEC Form ADV filings. Data as of 2026-07-06.
About Stephens
Stephens is a SEC-registered investment advisory firm headquartered in Little Rock, Arkansas, managing approximately $18B in regulatory assets across 21,991 client accounts. The firm's full regulatory record is filed with the SEC under CRD #3496.
Fee Structure
Frequently Asked Questions
What is Stephens's AUM?
Stephens reports approximately $18B in regulatory assets under management, based on its most recent SEC Form ADV filing.
Where is Stephens headquartered?
Stephens is headquartered in Little Rock, Arkansas.
What is Stephens's CRD number?
Stephens's CRD number is 3496. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.
How many accounts does Stephens manage?
Stephens manages approximately 21,991 client accounts according to its latest SEC filing.
Is Stephens SEC registered?
Yes, Stephens is registered with the SEC as an investment adviser with an approved registration status.
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