Comprehensive RIA & Financial Advisor Data
Search, filter, and analyze 43,000+ registered investment advisors, broker-dealers, and wealth management firms. Wealthmetrica's advisor database is built from SEC filings, ADV amendments, and public disclosures — updated regularly so you always have the most current picture of the advisory landscape.
What's Included in Every Firm Profile
Every investment firm on Wealthmetrica comes with a detailed profile drawn from regulatory filings and public records. You'll find firm-level data including assets under management (AUM), number of accounts, custodial relationships, fee structures, and investment strategies. Each profile also includes the firm's SEC registration details, CRD number, state registrations, and any disciplinary history reported through IARD filings.
Beyond the basics, profiles surface operational details that matter for prospecting and due diligence: the firm's advisory affiliates, branch office locations, types of clients served (high-net-worth individuals, pension plans, charitable organizations), and the percentage of assets allocated to different investment vehicles like mutual funds, ETFs, private funds, and separately managed accounts.
Data Sources and Methodology
Wealthmetrica aggregates advisor data from authoritative public sources. Our primary data feeds include SEC IARD filings (Form ADV Parts 1 and 2), FINRA BrokerCheck records, state regulatory databases, and quarterly 13F holdings filings. We supplement these with data from firm websites, press releases, and industry directories.
Our data pipeline processes new ADV amendments and filings regularly, capturing changes in AUM, personnel, business practices, and compliance disclosures shortly after they are reported. Each record passes through automated validation checks and normalization routines that standardize firm names, addresses, and classification codes across sources. The result is a clean, unified database you can trust for accurate prospecting and analysis.
Search and Filter Capabilities
Finding the right firms starts with Wealthmetrica's advanced search filters. You can narrow results by AUM range, geographic location (state, city, or metro area), registration type (SEC-registered, state-registered, or exempt reporting), custodian (Schwab, Fidelity, Pershing, and others), and investment strategy focus.
Combine multiple filters to build highly targeted prospect lists. For example, search for SEC-registered RIAs in the Northeast with over $500 million in AUM that custody with Schwab and serve high-net-worth clients. Save your searches and receive updates when new firms match your criteria or existing firms change their profiles.
Who Uses RIA Data on Wealthmetrica
Asset managers and fund distribution teams use Wealthmetrica's advisor data to identify RIAs that match their target allocator profile and build pipeline for wholesaling efforts. Recruiting firms search for advisors at specific AUM thresholds or with particular custodial relationships to source candidates for open positions.
Compliance teams use the platform to monitor firms they do business with for regulatory changes or disciplinary actions. Fintech companies building products for the advisory channel use Wealthmetrica to understand market sizing, segment their total addressable market, and prioritize product development based on the characteristics of the advisory landscape.
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