Institutional
    SEC Registered

    Zazove Associates LLC

    Registered investment advisor · Incline Village, Nevada · CRD #104751

    Assets Under Management
    $2B
    Client Accounts
    72
    Employees
    21
    CRD Number
    104751
    Registration
    SEC Registered
    Custodian
    Us Bank National Associaton, Northern Trust, State Street Bank And Trust Company

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Zazove Associates LLC

    Zazove Associates LLC is an independent, employee-owned investment firm specializing in convertible securities management since 1971. It serves institutional clients globally and employs 11-50 staff. The firm focuses on generating equity-like returns with lower risk.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Zazove Associates LLC's AUM?

    Zazove Associates LLC reports approximately $2B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Zazove Associates LLC headquartered?

    Zazove Associates LLC is headquartered in Incline Village, Nevada.

    What is Zazove Associates LLC's CRD number?

    Zazove Associates LLC's CRD number is 104751. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Zazove Associates LLC manage?

    Zazove Associates LLC manages approximately 72 client accounts according to its latest SEC filing.

    Is Zazove Associates LLC SEC registered?

    Yes, Zazove Associates LLC is registered with the SEC as an investment adviser with an approved registration status.

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