Wealth Manager
    SEC Registered

    Wells Fargo Investment Institute, Inc.

    Registered investment advisor · Charlotte, North Carolina · CRD #133204

    Assets Under Management
    $43B
    Client Accounts
    12,213
    Employees
    225
    CRD Number
    133204
    Registration
    SEC Registered
    Custodian
    Wells Fargo Bank, N.a.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Wells Fargo Investment Institute, Inc.

    Wells Fargo Advisors is a leading financial services firm that provides investment planning, advice, and wealth management solutions to clients across the nation. Operating under Wells Fargo & Company, the firm has a rich history dating back to 1852 and has evolved through key acquisitions, including Wachovia Securities and A.G. Edwards. This integration has allowed Wells Fargo Advisors to combine national scale with a personalized approach to client service. The firm offers a wide range of fin

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Yes
    Performance-based fees Yes

    Contacts, 13F holdings & brochure intel for Wells Fargo Investment Institute, Inc.

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    Frequently Asked Questions

    What is Wells Fargo Investment Institute, Inc.'s AUM?

    Wells Fargo Investment Institute, Inc. reports approximately $43B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Wells Fargo Investment Institute, Inc. headquartered?

    Wells Fargo Investment Institute, Inc. is headquartered in Charlotte, North Carolina.

    What is Wells Fargo Investment Institute, Inc.'s CRD number?

    Wells Fargo Investment Institute, Inc.'s CRD number is 133204. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Wells Fargo Investment Institute, Inc. manage?

    Wells Fargo Investment Institute, Inc. manages approximately 12,213 client accounts according to its latest SEC filing.

    Is Wells Fargo Investment Institute, Inc. SEC registered?

    Yes, Wells Fargo Investment Institute, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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