Wealth Manager
    SEC Registered
    Manages Private Funds

    Waterrock Wealth Management

    Registered investment advisor · Albuquerque, New Mexico · CRD #296462

    Assets Under Management
    $154M
    Client Accounts
    290
    Employees
    5
    CRD Number
    296462
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Waterrock Wealth Management

    Waterrock Wealth Management is a SEC-registered investment advisory firm headquartered in Albuquerque, New Mexico, managing approximately $154M in regulatory assets across 290 client accounts. The firm's full regulatory record is filed with the SEC under CRD #296462.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Waterrock Wealth Management's AUM?

    Waterrock Wealth Management reports approximately $154M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Waterrock Wealth Management headquartered?

    Waterrock Wealth Management is headquartered in Albuquerque, New Mexico.

    What is Waterrock Wealth Management's CRD number?

    Waterrock Wealth Management's CRD number is 296462. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Waterrock Wealth Management manage?

    Waterrock Wealth Management manages approximately 290 client accounts according to its latest SEC filing.

    Is Waterrock Wealth Management SEC registered?

    Yes, Waterrock Wealth Management is registered with the SEC as an investment adviser with an approved registration status.

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