Trek Financial

Registered investment advisor · Scottsdale, Arizona · CRD #109376

Assets Under Management

$2.8B

Client Accounts

10,768

Employees

CRD Number

109376

Registration

SEC Registered

Custodian

Charles Schwab & Co., Inc.

Source: SEC Form ADV filings. Data as of 2026-07-06.

About Trek Financial

Trek Financial is an SEC-registered investment advisory firm founded in 1996, supporting independent advisors who provide tailored financial planning and investment management without quotas or sales goals. It emphasizes integrity, independence, and a collaborative network among advisors. Investment advisory services are offered through Trek Financial, LLC.

Fee Structure

Percentage of assets under management Not reported

Fixed fees Not reported

Hourly charges Not reported

Performance-based fees Not reported

Contacts, 13F holdings & brochure intel for Trek Financial

Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

Frequently Asked Questions

What is Trek Financial's AUM?

Trek Financial reports approximately $2.8B in regulatory assets under management, based on its most recent SEC Form ADV filing.

Where is Trek Financial headquartered?

Trek Financial is headquartered in Scottsdale, Arizona.

What is Trek Financial's CRD number?

Trek Financial's CRD number is 109376. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.