Wealth Manager
    SEC Registered
    Manages Private Funds

    Stepp & Rothwell Inc

    Registered investment advisor · Overland Park, Kansas · CRD #107999

    Assets Under Management
    $1.1B
    Client Accounts
    2,283
    Employees
    25
    CRD Number
    107999
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Stepp & Rothwell Inc

    Stepp & Rothwell, Inc. is a fee-only financial planning and investment advisory firm founded in 1992, serving clients with net worths between $1 million and $5 million. It offers comprehensive financial services without minimum portfolio requirements.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Stepp & Rothwell Inc's AUM?

    Stepp & Rothwell Inc reports approximately $1.1B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Stepp & Rothwell Inc headquartered?

    Stepp & Rothwell Inc is headquartered in Overland Park, Kansas.

    What is Stepp & Rothwell Inc's CRD number?

    Stepp & Rothwell Inc's CRD number is 107999. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Stepp & Rothwell Inc manage?

    Stepp & Rothwell Inc manages approximately 2,283 client accounts according to its latest SEC filing.

    Is Stepp & Rothwell Inc SEC registered?

    Yes, Stepp & Rothwell Inc is registered with the SEC as an investment adviser with an approved registration status.

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