Wealth Manager
    SEC Registered
    Manages Private Funds

    Spectrum Financial Alliance, Ltd., L.L.C.

    Registered investment advisor · Nicholasville, Kentucky · CRD #125147

    Assets Under Management
    $654M
    Client Accounts
    1,812
    Employees
    13
    CRD Number
    125147
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Spectrum Financial Alliance, Ltd., L.L.C.

    Spectrum Financial Alliance, Ltd., L.L.C. is a wealth management firm based in Nicholasville, KY, offering financial planning, portfolio management, and fiduciary services to individuals and high net worth clients. The firm emphasizes local ownership and community focus while providing nationwide services. It operates with a transparent fee structure.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Spectrum Financial Alliance, Ltd., L.L.C.

    Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

    Frequently Asked Questions

    What is Spectrum Financial Alliance, Ltd., L.L.C.'s AUM?

    Spectrum Financial Alliance, Ltd., L.L.C. reports approximately $654M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Spectrum Financial Alliance, Ltd., L.L.C. headquartered?

    Spectrum Financial Alliance, Ltd., L.L.C. is headquartered in Nicholasville, Kentucky.

    What is Spectrum Financial Alliance, Ltd., L.L.C.'s CRD number?

    Spectrum Financial Alliance, Ltd., L.L.C.'s CRD number is 125147. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Spectrum Financial Alliance, Ltd., L.L.C. manage?

    Spectrum Financial Alliance, Ltd., L.L.C. manages approximately 1,812 client accounts according to its latest SEC filing.

    Is Spectrum Financial Alliance, Ltd., L.L.C. SEC registered?

    Yes, Spectrum Financial Alliance, Ltd., L.L.C. is registered with the SEC as an investment adviser with an approved registration status.

    Similar advisors in Kentucky

    Taylor Advisors, Inc., a Hub International Company
    Louisville, KY · $16B AUM
    River Road Asset Management, LLC
    Louisville, KY · $9.9B AUM
    Todd Asset Management LLC
    Louisville, KY · $6.2B AUM
    Meridian Wealth Management, LLC
    Lexington, KY · $5B AUM
    McF Advisors, LLC
    Lexington, KY · $4.7B AUM
    Middleground Capital
    Lexington, KY · $4B AUM
    See all top RIA firms in Kentucky →

    Research firms like Spectrum Financial Alliance, Ltd., L.L.C. at scale

    Search 43,000+ investment firms and 640,000+ contacts by AUM, custodian, state, and strategy.

    Start Free Trial