Shockman Financial

Registered investment advisor · Fargo, North Dakota · CRD #315529

Assets Under Management

$36M

Client Accounts

235

Employees

CRD Number

315529

Registration

STATE Registered

Source: SEC Form ADV filings. Data as of 2026-07-06.

About Shockman Financial

Shockman Financial is a registered investment advisory firm headquartered in Fargo, North Dakota, managing approximately $36M in regulatory assets across 235 client accounts. The firm's full regulatory record is filed with the SEC under CRD #315529.

Fee Structure

Percentage of assets under management Not reported

Fixed fees Not reported

Hourly charges Not reported

Performance-based fees Not reported

Contacts, 13F holdings & brochure intel for Shockman Financial

Wealthmetrica subscribers see the full picture: verified contacts and emails, quarterly 13F holdings and position changes, private funds, and ADV brochure analysis.

Frequently Asked Questions

What is Shockman Financial's AUM?

Shockman Financial reports approximately $36M in regulatory assets under management, based on its most recent SEC Form ADV filing.

Where is Shockman Financial headquartered?

Shockman Financial is headquartered in Fargo, North Dakota.

What is Shockman Financial's CRD number?

Shockman Financial's CRD number is 315529. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.