Wealth Manager
    SEC Registered
    Manages Private Funds

    Rm Financial Services, LLC

    Registered investment advisor · Falmouth, Maine · CRD #304297

    Assets Under Management
    $245M
    Client Accounts
    980
    Employees
    4
    CRD Number
    304297
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Rm Financial Services, LLC

    Rm Financial Services, LLC is a SEC-registered investment advisory firm headquartered in Falmouth, Maine, managing approximately $245M in regulatory assets across 980 client accounts. The firm's full regulatory record is filed with the SEC under CRD #304297.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Rm Financial Services, LLC's AUM?

    Rm Financial Services, LLC reports approximately $245M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Rm Financial Services, LLC headquartered?

    Rm Financial Services, LLC is headquartered in Falmouth, Maine.

    What is Rm Financial Services, LLC's CRD number?

    Rm Financial Services, LLC's CRD number is 304297. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Rm Financial Services, LLC manage?

    Rm Financial Services, LLC manages approximately 980 client accounts according to its latest SEC filing.

    Is Rm Financial Services, LLC SEC registered?

    Yes, Rm Financial Services, LLC is registered with the SEC as an investment adviser with an approved registration status.

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