Wealth Manager
    SEC Registered
    Manages Private Funds

    Richard Brothers, Financial Advisors

    Registered investment advisor · South Portland, Maine · CRD #113826

    Assets Under Management
    $181M
    Client Accounts
    433
    Employees
    10
    CRD Number
    113826
    Registration
    SEC Registered
    Custodian
    Pershing Advisor Solutions Llc

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Richard Brothers, Financial Advisors

    Richard Brothers, Financial Advisors is a SEC-registered investment advisory firm headquartered in South Portland, Maine, managing approximately $181M in regulatory assets across 433 client accounts. The firm's full regulatory record is filed with the SEC under CRD #113826.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Richard Brothers, Financial Advisors

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    Frequently Asked Questions

    What is Richard Brothers, Financial Advisors's AUM?

    Richard Brothers, Financial Advisors reports approximately $181M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Richard Brothers, Financial Advisors headquartered?

    Richard Brothers, Financial Advisors is headquartered in South Portland, Maine.

    What is Richard Brothers, Financial Advisors's CRD number?

    Richard Brothers, Financial Advisors's CRD number is 113826. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Richard Brothers, Financial Advisors manage?

    Richard Brothers, Financial Advisors manages approximately 433 client accounts according to its latest SEC filing.

    Is Richard Brothers, Financial Advisors SEC registered?

    Yes, Richard Brothers, Financial Advisors is registered with the SEC as an investment adviser with an approved registration status.

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