Wealth Manager
    SEC Registered
    Manages Private Funds

    Regency Capital Management Inc.

    Registered investment advisor · Honolulu, Hawaii · CRD #312435

    Assets Under Management
    $364M
    Client Accounts
    371
    Employees
    5
    CRD Number
    312435
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Regency Capital Management Inc.

    Regency Capital Management Inc. is a SEC-registered investment advisory firm headquartered in Honolulu, Hawaii, managing approximately $364M in regulatory assets across 371 client accounts. The firm's full regulatory record is filed with the SEC under CRD #312435.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Regency Capital Management Inc.'s AUM?

    Regency Capital Management Inc. reports approximately $364M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Regency Capital Management Inc. headquartered?

    Regency Capital Management Inc. is headquartered in Honolulu, Hawaii.

    What is Regency Capital Management Inc.'s CRD number?

    Regency Capital Management Inc.'s CRD number is 312435. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Regency Capital Management Inc. manage?

    Regency Capital Management Inc. manages approximately 371 client accounts according to its latest SEC filing.

    Is Regency Capital Management Inc. SEC registered?

    Yes, Regency Capital Management Inc. is registered with the SEC as an investment adviser with an approved registration status.

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