Wealth Manager
    SEC Registered
    Manages Private Funds

    Regal Investment Advisors LLC

    Registered investment advisor · Kentwood, Michigan · CRD #125004

    Assets Under Management
    $2.9B
    Client Accounts
    13,473
    Employees
    131
    CRD Number
    125004
    Registration
    SEC Registered
    Custodian
    Fidelity Distributors Company Llc, Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Regal Investment Advisors LLC

    Regal Investment Advisors LLC is an independent investment management firm offering retirement planning and advisory services to institutions, trusts, and corporations. It provides personalized services including financial planning, asset allocation, and pension consulting. Founded in 2000, it operates with a focus on integrity and innovation.

    Fee Structure

    Percentage of assets under management Yes
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

    Contacts, 13F holdings & brochure intel for Regal Investment Advisors LLC

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    Frequently Asked Questions

    What is Regal Investment Advisors LLC's AUM?

    Regal Investment Advisors LLC reports approximately $2.9B in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Regal Investment Advisors LLC headquartered?

    Regal Investment Advisors LLC is headquartered in Kentwood, Michigan.

    What is Regal Investment Advisors LLC's CRD number?

    Regal Investment Advisors LLC's CRD number is 125004. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Regal Investment Advisors LLC manage?

    Regal Investment Advisors LLC manages approximately 13,473 client accounts according to its latest SEC filing.

    Is Regal Investment Advisors LLC SEC registered?

    Yes, Regal Investment Advisors LLC is registered with the SEC as an investment adviser with an approved registration status.

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