Wealth Manager
    SEC Registered
    Manages Private Funds

    Professional Financial Management, Inc.

    Registered investment advisor · Bozeman, Montana · CRD #118117

    Assets Under Management
    $304M
    Client Accounts
    692
    Employees
    2
    CRD Number
    118117
    Registration
    SEC Registered
    Custodian
    Charles Schwab & Co., Inc.

    Source: SEC Form ADV filings. Data as of 2026-07-06.

    About Professional Financial Management, Inc.

    Professional Financial Management, Inc. is a SEC-registered investment advisory firm headquartered in Bozeman, Montana, managing approximately $304M in regulatory assets across 692 client accounts. The firm's full regulatory record is filed with the SEC under CRD #118117.

    Fee Structure

    Percentage of assets under management Not reported
    Fixed fees Not reported
    Hourly charges Not reported
    Performance-based fees Not reported

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    Frequently Asked Questions

    What is Professional Financial Management, Inc.'s AUM?

    Professional Financial Management, Inc. reports approximately $304M in regulatory assets under management, based on its most recent SEC Form ADV filing.

    Where is Professional Financial Management, Inc. headquartered?

    Professional Financial Management, Inc. is headquartered in Bozeman, Montana.

    What is Professional Financial Management, Inc.'s CRD number?

    Professional Financial Management, Inc.'s CRD number is 118117. You can use it to look up the firm's full regulatory record on the SEC's Investment Adviser Public Disclosure site.

    How many accounts does Professional Financial Management, Inc. manage?

    Professional Financial Management, Inc. manages approximately 692 client accounts according to its latest SEC filing.

    Is Professional Financial Management, Inc. SEC registered?

    Yes, Professional Financial Management, Inc. is registered with the SEC as an investment adviser with an approved registration status.

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